Financial Professionals

If you are an investment or insurance industry professional and want your clients to receive the benefits of investing in securities and not funds, we can help.

A team approach to managing wealth is what we offer. Contact us:

  • If you are an insurance professional, we can help you diversify your clients’ portfolios and attract new investment accounts for you to plan with.
  • If you are used to working with mutual funds and have clients that would benefit from owning individual stocks and bonds, we can help you.
  • If you’re used to making referrals to other investment professionals but want to give your clients a choice as to who work with, we are an independent firm with a proven record of performance.
  • If you have clients that have investments in the US or must file with the IRS, our registration with the SEC may be able to help.

You will get 24/7 secure online access to client portfolios and documents to help with financial, insurance or tax planning.  Your clients have the choice of having their portfolio align with their values, using our Responsible Investing Policy.

You may be used to handing your clients off to a large firm that pays you for your referral then leaves you out of the picture.  That’s not what we do.  We bring the services and scale of a full-service portfolio manager to your practice.  This will allow you to focus on building your business and delivering other services to your clients. 

Contact, in confidence, Aman Bhangu, Vice President Research & Portfolio Manager –

Book a Complimentary Consultation